In an article appearing in the Atlanta Business Chronicle last week,the TowerGroup report on bank compliance with identity theft rules, set to take effect on November 1st, found that most banks will not be in compliance with the new rules issued last November. The new rules mandated by the US government seek to bolster bank efforts to prevent identity theft protection. According to the article, "Less than one-third of U.S. banks will be fully compliant with the U.S. government’s identity theft prevention rules by the Nov. 1 deadline."
Joel Beck
The Beck Law Firm, LLC - Georgia Securities Lawyer
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- Joel Beck, a former NASD Department of Enforcement lawyer, formed The Beck Law Firm, LLC in 2007. Joel's practice primarily focuses on representing broker-dealers, stockbrokers and investment advisers in disciplinary investigations and actions, customer complaints, arbitration claims and civil litigation, as well as representing investors in securities arbitration claims. Joel has been designated a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute at the Wharton School of Business, University of Pennsylvania. Click on the link above to visit our website and learn more.
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September 17, 2008
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- If you think you have been the victim of stockbroker fraud, call Joel Beck at The Beck Law Firm, LLC today for a brief, complimentary consultation. (678) 344-5342.
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