The SEC announced another summit geared towards senior investing issues, to be held in Washington, DC on September 22, 2008. According to Chairman Cox, the focus of the summit will be to help seniors "make difficult decisions regarding their finances and learn new ways to protect their assets as they age..." The afternoon session of the summit will be geared towards financial industry folks, and will cover topics relating to serving senior citizens, including dealing with diminishing capacity issues. FINRA, the North American Securities
Administrators Association (NASAA), and AARP are also participating in the event. Learn more, and register for the free event here.
Joel Beck
The Beck Law Firm, LLC - Georgia Securities Lawyer
About The Beck Law Firm, LLC
- Joel Beck, a former NASD Department of Enforcement lawyer, formed The Beck Law Firm, LLC in 2007. Joel's practice primarily focuses on representing broker-dealers, stockbrokers and investment advisers in disciplinary investigations and actions, customer complaints, arbitration claims and civil litigation, as well as representing investors in securities arbitration claims. Joel has been designated a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute at the Wharton School of Business, University of Pennsylvania. Click on the link above to visit our website and learn more.
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September 05, 2008
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